[ref. l043400] Line One Risk Manager - Distribution
Managing the Compliance of a Network of Advisors
- Line One Risk and Compliance
- Values Driven Organisation with Flexable Working
The Company:
Working for a leading financial services organisation you will be embedded into a values driven and supportive team with world class Auckland offices. Backed by global investment and driven by international best practice you will be part of growing financial services organisation.
The Role:
As the Line One Risk and Compliance Manager, you will report to the head of the financial product channels.
Your key responsibilities will span Line 1 Risk and Compliance and will include:
- Managing the compliance of a network of advisors.
- The monitoring and escalation of conduct breaches along with providing training to advisors.
- Maintaining reports which provide insight across Line 1 Risk.
- Collaboration around the creation of Risk Frameworks and Controls.
Requirements:
To be a successful applicant for this role you will need to demonstrate the following:
- A proven track record in the creation of risk reports, controls and insights.
- Ideally you will understand the requirements of the New Zealand financial services, particularly within a line one / advisory monitoring environment.
- Being committed to an open and trusting workplace, prioritising relationship building, supporting colleagues, providing encouragement, and taking responsibility for sharing.
Why this Position:
A key advantage of this role will be the autonomy to own your reports and be noticed. You will be working with a fantastic Head of Department who knows their stuff and is a great mentor.
This is a fantastic opportunity to be working for an impressive, high performing team. You will gain the opportunity to work with broad duties where you can have an impact, drive change and be part of an ongoing success story.
To apply, submit your CV by following the link below.
For a confidential discussion please call Chris Martin on 021 137 8205 or mail chris.martin@findrecruitment.co.nz.
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